Sectors
Focused expertise for investment firms
We work with investment firms that manage capital, advise on investments and arrange transactions. Our consultants understand different business models, permission profiles and the practical compliance challenges that arise in day-to-day operations.
Hedge Fund Managers
Alternative investment fund managers operating hedge fund strategies. We support managers across the full life cycle, from first-time launches to established firms running complex and multi-strategy operations. Our experience spans long/short equity, credit, macro, quantitative, event-driven and digital asset strategies, with arrangements designed to be proportionate, scalable and responsive to active trading models.
Private Equity and Venture Capital
Alternative investment fund managers operating private equity, venture capital, growth equity and private debt strategies. We support firms managing closed-ended structures and longer investment horizons, with a focus on governance, disclosure, conflicts and the practical realities of illiquid investment strategies.
Investment Advisers and Managers
Firms providing investment advice and portfolio management across discretionary and advisory models. We support advisers and managers in maintaining compliance frameworks that reflect how investment decisions are made, how portfolios are managed and how regulatory obligations apply to their operating model.
Corporate Finance
Firms advising on mergers and acquisitions, capital raisings and other corporate transactions. We support corporate finance businesses with compliance arrangements suited to transaction-driven activity, including financial promotions, conflicts management and the regulatory considerations that arise across deal lifecycles.
Arrangers and Introducers
Firms involved in arranging transactions, introducing business or operating intermediary models within investment markets. We support arrangers and introducers with compliance arrangements aligned to their permissions and activities, with particular focus on financial promotions, conflicts management and ensuring regulatory scope accurately reflects the services provided.